Skip to content

SOX-compliant AI automation
for financial services

Built-in SOX controls, financial data integrations (FactSet, Bloomberg, S&P Global), risk compliance automation, and client service workflows.

SOX Compliance

Built-in SOX controls for financial data

Compliance presets configure financial data segregation, change controls, and retention policies. Every workflow touching financial data has SOX compliance tracking.

  • Financial data segregation and access controls
  • Change controls and audit trails
  • Configurable retention policies
  • Compliance report export

Trading & Research

Research automation, report generation, market analysis

Use AI recipes to automate investment research, generate analyst reports, and monitor market trends. Connect to FactSet, Bloomberg, and other data sources.

  • Investment research automation
  • Analyst report generation
  • Market trend monitoring
  • Multi-data-source integration

Risk & Compliance

KYC/AML, risk assessment, regulatory reporting

Automate KYC/AML processes, risk assessments, and regulatory reporting. AI identifies compliance risks and suggests mitigation measures.

  • KYC/AML automation
  • Risk assessment workflows
  • Regulatory report generation
  • Compliance risk alerts

Financial Data Integrations

FactSet, Bloomberg, S&P Global, Morningstar

22 financial MCP servers connect to market data, research, credit ratings, and analytics platforms. AI-native integrations, not read-only connectors.

  • Market data: FactSet, Bloomberg, Refinitiv
  • Credit ratings: S&P Global, Moody's
  • Research: Morningstar, PitchBook, D&B
  • Analytics: MSCI, ICE Data

Client Service

Client onboarding, portfolio reporting, communication

Automate client onboarding workflows, generate portfolio reports, and manage client communications. Approval gates ensure compliance review.

  • Client onboarding automation
  • Portfolio report generation
  • Client communication management
  • Compliance approval gates

Financial Services Industry Pack

Get started in minutes with pre-built recipes and workflows

The Financial Services Industry Pack includes 13 ready-to-use AI recipes and 5 multi-step workflows covering investment analysis, SOX compliance, AML review, credit risk, and regulatory filing. Install with one click from the Library.

Investment Analysis Report SOX Compliance Narrative AML Transaction Review Portfolio Risk Assessment Credit Risk Memo Regulatory Filing Summarizer + 7 more recipes

Ready to automate financial services workflows?

SOX-compliant AI automation connected to 22 financial data sources. Talk to our team.